Current Use of Drug Coated Balloons for the Complex Coronary Artery Disease Patients

Bernardo Cortese, MD, Interventional Cardiologist, President Scientific Committee, Cardiovascular Research and Innovation Foundation

Jegan Sivalingam, MD, Interventional Cardiologist, Hannah Joseph Hospital

Drug coated balloon plays a very important role in the management of in-stent restenosis and native coronary artery disease, however its role in the treatment of complex coronary artery disease is an interesting and emerging concept. DCB are available for use in Europe and Asia, but not yet in the USA.

Drug eluting stents (DES) are the mainstay of treatment in a majority of patients with significant stenoses of the coronary arteries. However, the use of DES is associated with various acute and longterm complications such as stent thrombosis, in-stent restenosis (ISR), neoatherosclerosis, and abnormal vasomotion. Moreover, the implantation of DES mandates the patient to take dual antiplatelet drugs for a certain duration which is not always feasible in all patients and associated with an inherently increased risk in clinically relevant bleedings. Target lesion failure of DES ranges between 0.8-1% yearly in simple lesion subsets itself, with higher rates in the more complex lesion setting. The long-term results of DES are not optimal in complex coronary artery disease subsets such as chronic total occlusion (CTO), complex bifurcation lesions, long lesions,  heavily calcific lesions, small vessel coronary artery disease and also, there are no enough studies available assessing the long-term outcomes of DES in this group. Drug coated balloons were initially developed to address the issue of ISR. Later the usage of DCB in treatment of native vessel coronary artery disease increased as it showed favourable long-term outcomes. The use of DCB in complex anatomy is a boon for the patients as it decreases the duration of DAPT needed and also works on the principle of the “leave nothing behind” strategy: in fact, no metallic cage is left behind in the arteries which in turn facilitates the vessel remodelling and also avoids the stent related complications. The current status of DCB use in complex coronary artery disease is reviewed in this article.

Drug coated balloon overview

Drug coated balloon works on the principle of transferring an antiproliferative drug to the vessel wall upon inflation of the balloon. Paclitaxel is the drug used in the earlier generations of DCBs with a recent introduction of sirolimus.

Adequate lesion preparation is a prerequisite of any percutaneous coronary intervention (PCI) be it stent implantation or DCB application. The lesion is usually predilated with a semi-compliant or non-compliant balloon sized according to the distal vessel reference size in the ratio of 0.8:1 or 1:1. In case of non-yielding lesions further preparation with normal balloons, cutting or scoring balloons may be required. In heavily calcific lesions the use of rotational or orbital atherectomy, or lithotripsy may be required. The aim of lesion preparation is to achieve less than 30% of residual stenosis with TIMI III flow and no flow limiting dissection prior to the application of DCB.

DCB in small vessel CAD

There are various studies which have shown the efficacy of DCB in small vessel CAD. BELLO, BASKET-SMALL 2, RESTORE SVD, and PICCOLETO II are the most important among them. BELLO study compared the angiographic outcomes of 182 patients with small vessel coronary artery disease (SVD) defined as RVD < 2.8 mm, randomized to paclitaxel eluting stent (Taxus, Boston Scientific) vs Paclitaxel coated balloon (In.Pact Falcon, Invatec). The study showed superior angiographic results in paclitaxel coated balloon arm and also lower major adverse cardiovascular events (MACE) at 3 years. A large study, BASKET-SMALL 2, was performed on 758 patients, in which 382 patients were treated with paclitaxelcoated balloon (SeQuent Please, B.Braun), and 376 patients were treated with either the paclitaxel-eluting Taxus Element stent or the Everolimus-eluting Stent (Xience, Abbott Vascular). The rate of MACE after 12 and 36 months were similar between both groups (DCB versus DES: cardiac death 3.1% versus 1.3%, p=0.11; non-fatal MI 1.6% versus 3.5%, p=0.11; and target vessel revascularisation 3.4% versus 4.5%, p=0.448). In RESTORE SVD trial, 230 patients with RVD between 2.25 mm and 2.75 mm were randomized to RESOLUTE INTEGRITY (Zotarolimus eluting stent) vs RESOLUTE (paclitaxel DCB), at the end of 9 months DCB arm was shown to be non-inferior to the DES arm in terms of Target Lesion Revascularization (TLR), myocardial infarction, cardiac death and a composite endpoint. PICCOLETO II randomized 232 patients with SVD to everolimus eluting stent vs paclitaxel DCB (Elutax SV, AR Baltic). After a median follow up of 189 days, the in-lesion late luminal loss (LLL) was significantly lower in the DCB group. At 12 months follow up there was no significant differences found in MACE in both groups.

DCB in bifurcation lesions

Bifurcation lesions are encountered in approximately 15-20% of the PCIs. A Bifurcation lesion is defined as a coronary artery lesion located at or adjacent to a significant side branch which the operator does not want to lose during the PCI. Treating the bifurcation lesions with stents poses many technical challenges and also carries high risk of stent-related complications due to high metallic load, malapposition, and neo-carina related altered hemodynamics. The Usage of DCB in bifurcation lesions avoids all the above-mentioned problems associated with the DES. In bifurcation lesions, DCB could be applied to both the main vessel and side  branch as DCB only treatment or to the sidebranch alone in case of provisional stenting. Unfortunately, the data available is scarce and the robustness weak. Schulz et al. studied 39 bifurcation lesions with side branch diameter > 2.0 mm treated exclusively with DCB, angiographic follow up was done in 30 out of 39 bifurcation interventions at 4 months and it showed restenosis in 3 (10%), TLR was required in 3 patients corresponding to a MACE of 7.7%. In PEPCAD-BIF trial 64 patients with bifurcation lesions not involving the proximal main branch were randomized to DCB vs Plain Old Balloon Angioplasty (POBA) alone after successful predilation. At the end of 9 months angiogram showed LLL was 0.13 mm in the DCB vs 0.51 mm in the POBA group (p = 0.013). The Restenosis rate was 6% in DCB group vs 26 % in the POBA group. TLR was required in one patient among the DCB group vs three patients among the POBA group.

DCB in CTO lesions

Chronic total occlusion lesions are seen in around 20% of the patients with CAD. Revascularisation of CTO with DES poses a challenge because there is higher incidence of stent thrombosis and ISR following DES implantation in this setting. Moreover, the distal vessel beyond the CTO grows during the first weeks following the establishment of antegrade flow and potentially leads to late stent malapposition and related complications. There is very scarce literature available regarding the use of DCB in CTO PCI. There are no randomized controlled trials available comparing the DES vs DCB in CTO PCI, only a few observational studies are available.

Philine J Köln et al. studied 34 patients with CTO treated with DCB, the recanalization was considered satisfactory in 79.4% (n=27) and not satisfactory in 20.6 % (n=7) patients. Restenosis occurred in 11.8% (n=4) and re-occlusion in 5.9% (n=2). Out of the 27 patients with a satisfactory initial result, 3.7% (n=1) had re-occlusion and 3.7% (n=1) had restenosis. In the subgroup without satisfactory result (n=7), restenosis occurred in 3 patients (42.9%) and re-occlusion in 1 patient (14.3%). A luminal increase was found in 67.6% (n=23) and mean late luminal gain was 0.11±0.49mm. Angina class improved significantly (p<0.001). There was no death or myocardial infarction.

Eun Jung et al studied 84 patients with de novo coronary CTO lesions (93 vessels). Patients who had Thrombolysis In Myocardial Infarction (TIMI) flow grade 3 and <50% of residual stenosis following pre-dilatation with balloon angioplasty, and successfully treated with DCB without requiring stent implantation were included in the study. Patients had a median follow-up of 720 days (IQR, 406–1,268 days) after the index procedure. Angiographic follow-up was done in 72% of the patients. MACE occurred in 8.3% and 16.7 % of the patients after 1 year and 2 years respectively. This study showed encouraging clinical outcomes of DCB only treatment of de novo CTO at the 2-year follow-up, also the hard endpoints rate were low and MACE rates were acceptable.

DCB in complex CAD - the future

We believe that in 2023 the aim of an interventional cardiologist should be to keep the coronaries free from metal as much as possible and to minimize the very late adverse events (15). The use of DCB in complex CAD patients appears promising and helps the interventional cardiologist in achieving this goal. Flow-limiting dissections (but not those type A and B with TIMI 3 flow) and acute recoil remain the Achille’s heelof DCB only approach. Proper preparation of the lesion with any available tool and adequate sizing of the balloon, keeping the balloon to artery ratio of 0.8-1.0 is essential for achieving the full efficacy of DCB and also will help in minimizing the acute and long term complications. Further advances in drug delivery and a better understanding of plaque morphology and careful case selection will help in treating the majority of complex CAD patients with DCB.


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Author Bio

Bernardo Cortese

Dr. Bernardo Cortese is an Interventional cardiologist, is one of the pioneers in metalfree interventional cardiology, especially with DCB. He is the owner of DCB Academy. President of the Scientific Committee of Fondazione Ricerca e Innovazione Cardiovascolare based in Milano, Italy. He treats >60% of his patients with DCB, including the very complex lesion setting. He has published >320 peer-reviewed articles indexed in PubMed.

Jegan Sivalingam

Dr. Jegan Sivalingam is currently working as Interventional Cardiologist at Hannah Joseph Hospital. He underwent his cardiology training at Christian Medical College, Vellore. He has presented at various national and international cardiology conferences. He is also a fellow of DCB academy. His interest includes complex PCI and structural heart disease intervention

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